AVP of Operations

Company: VirtualVocations
Location: Chattanooga
Posted on: October 30, 2024

Job Description:

A company is looking for an AVP of Operations to drive operational effectiveness and oversee various operational functions.

Key Responsibilities

Lead daily operations including trade support, new accounts, and account maintenance
Implement strategic projects related to process improvements and technology enhancements
Oversee compliance with regulatory standards and support audits

Required Qualifications and Education

Bachelor's Degree in Business Administration or related discipline
10+ years of experience in financial services or broker/dealer operations
Experience with regulatory examinations and reporting to agencies like FINRA and SEC
Active FINRA Series 7, 63/65 or 66, 24, and 53 or 9/10 licenses
Preferred knowledge of Pershing NetX360 platforms

Keywords: VirtualVocations, Murfreesboro , AVP of Operations, Other , Chattanooga, Tennessee

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